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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
225 Broadhollow Road Suite 105, Melville, NY 11747 • United States
Old Bethpage, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Melville | NY | 03/2021 | Present |
| Park Avenue Securities | Melville | NY | 03/2021 | Present |
| Guardian Life Insurance Company | Old Bethpage | NY | 06/2024 | Present |
| Park Avenue Securities | Old Bethpage | NY | 06/2024 | Present |
| Park Avenue Securities | Woodbury | NY | 11/2004 | 03/2021 |
| Guardian Life Insurance Company | Woodbury | NY | 11/1998 | 03/2021 |
1) Insurance outside Guardian-Depending on client needs, non-proprietary products are used, Start: 02/03/2004, Address: 225 BROADHOLLOW ROAD MELVILLE NY 11747, 10 total hours per month, 10 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Juris Doctor -not active member of the NYS bar since 1999, Start: 06/01/1999, Address: n/a,, 0 total hours per month, Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-05 |
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