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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

225 Broadhollow Road Suite 105, Melville, NY 11747 • United States

Old Bethpage, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Melville NY 03/2021 Present
Park Avenue Securities Melville NY 03/2021 Present
Guardian Life Insurance Company Old Bethpage NY 06/2024 Present
Park Avenue Securities Old Bethpage NY 06/2024 Present
Park Avenue Securities Woodbury NY 11/2004 03/2021
Guardian Life Insurance Company Woodbury NY 11/1998 03/2021
  • 03/2021 → Present
    Guardian Life Insurance Company
    Melville, NY
  • 03/2021 → Present
    Park Avenue Securities
    Melville, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Old Bethpage, NY
  • 06/2024 → Present
    Park Avenue Securities
    Old Bethpage, NY
  • 11/2004 → 03/2021
    Park Avenue Securities
    Woodbury, NY
  • 11/1998 → 03/2021
    Guardian Life Insurance Company
    Woodbury, NY
Other Businesses

1) Insurance outside Guardian-Depending on client needs, non-proprietary products are used, Start: 02/03/2004, Address: 225 BROADHOLLOW ROAD MELVILLE NY 11747, 10 total hours per month, 10 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Juris Doctor -not active member of the NYS bar since 1999, Start: 06/01/1999, Address: n/a,, 0 total hours per month, Not Investment related, No annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-05
  • S63 Uniform Securities Agent State Law Examination
    1998-02-05
Other Names
  • Andrew Paul Gozinsky

View on SEC IAPD

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