Mark Douglas Averell

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-01-26
MD	RA	APPROVED	2006-09-07

NC RA
APPROVED

Since 2022-01-26
MD RA
APPROVED

Since 2006-09-07

Branch Locations

100 Turnberry Way, Pinehurst, NC 28374 • United States

230 Schilling Circle [Vy-Rbo], Hunt Valley, MD 21031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Baltimore	MD	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Baltimore	MD	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Baltimore, MD
11/2016 → Present

Wells Fargo Clearing Services, Llc

Baltimore, MD

Previous Registrations

2002-10-31 → 2006-09-07

Truist Investment Services, Inc.

Laurel, MD

Laurel, MD

Laurel, MD

Burtonsville, MD

Beltsville, MD

Cloverly, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-12-23
S65	Uniform Investment Adviser Law Examination	1997-08-15
S63	Uniform Securities Agent State Law Examination	1997-08-11

S66 Uniform Combined State Law Examination

2002-12-23
S65 Uniform Investment Adviser Law Examination

1997-08-15
S63 Uniform Securities Agent State Law Examination

1997-08-11