Philip O'TOole

Current Employers

Employment History

• 08/2010 → 05/2022
  Amundi Us
  Boston, MA
• 05/2022 → 11/2023
  Lpl Financial Llc
  Middleburg Heights, OH
• 05/2022 → 11/2023
  Fourth Dimension Wealth, Llc
  Middleburg Heights, OH
• 11/2023 → Present
  Lincoln Investment
  Fort Washington, PA
• 11/2023 → Present
  Capital Analysts
  Fort Washington, PA
• 11/2023 → Present
  Beacon Financial Advisory Llc
  Cleveland, OH

Previous Registrations

• 2022-06-13 → 2023-11-16
  Fourth Dimension Wealth, Llc
  Middleburg Heights, OH
• 2021-01-04 → 2022-05-20
  Amundi Asset Management Us, Inc.
  Boston, MA
• 2017-11-07 → 2020-12-31
  Amundi Pioneer Institutional Asset Management, Inc.
  Boston, MA
• 2003-05-08 → 2004-02-24
  Dws Investment Management Americas, Inc.
  Chicago, IL

Other Businesses

INSURANCE & ANNUITY SALES - BEACON FINANCIAL PARTNERS POSITION: Agent/Sales NATURE: Insurance/Fixed Annuity Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2023 ADDRESS: 25825 Science Park, #11D, Cleveland OH 44122, United States DESCRIPTION: Sales/consulting BEACON FINANCIAL ADVISORY, LLC POSITION: IAR NATURE: RIA/Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 8 START DATE: 11/01/2023 ADDRESS: 25825 Science Park, #11D, Cleveland OH 44122, United States DESCRIPTION: Financial Advisor/Consulting

Exams

• S66 Uniform Combined State Law Examination
  2017-10-30
• S65 Uniform Investment Adviser Law Examination
  1999-12-08
• S63 Uniform Securities Agent State Law Examination
  1999-12-01

Other Names

• Philip J. O'TOole
• Philip Otoole
• Flip O'TOole
• Philip James O'TOole