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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-29 |
Branch Locations
1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States
Milton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Boston | MA | 01/2015 | Present |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Boston | MA | 03/2017 | Present |
(1)Name: Jerald Facey Inv rel: Y Add: Residential address Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 1997 No. HR/MO: 2 No. HR/MO during sec trading: 1 Describe duties: Individual Life Group Life Group Health (2)Name: Jerald Facey Inv rel: Y Add: Milton MA 02186 Nature: Simple Rental Property- real estate rental Position: owner Start date: 02/26/2000 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: house upkeep/rent collection, tenant relations (3)Name: Jerald Facey Inv rel: Y Add: Harwich MA 02645 Nature: Simple Rental Property- summer weekly vacation rentals Position: owner Start date: 06/06/2018 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: marketing weeks to tenants and home upkeep (4)Name: Jerald Facey Inv rel: Y Add: At Residential Address Nature: Simple Rental Properties Position: Owner - Landlord Start date: Various No. HR/MO: 3 No. HR/MO during sec trading: 0 Describe duties: Multiple Properties (5)Name: Facey Private Wealth Inc Inv rel: Y Add: 1 Marina Park Dr., 16th Flr, Boston, MA 02210 Nature: President of Investment Advisor practice Position: President Start date: 06/30/2026 No. HR/MO: 160 No. HR/MO during sec trading: 130 Describe duties: Management of the assets and the clients who own them in an advisory capacity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-07 |
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