Jerald Paul Facey

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Metlife Securities Inc.
  Boston, MA
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → Present
  Mml Investors Services, Llc
  Boston, MA

Previous Registrations

• 2010-11-29 → 2018-04-05
  Mariner
  Overland Park,, KS
  Boston, MA

Other Businesses

(1)Name: Jerald Facey Inv rel: Y Add: Residential address Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 1997 No. HR/MO: 2 No. HR/MO during sec trading: 1 Describe duties: Individual Life Group Life Group Health (2)Name: Jerald Facey Inv rel: Y Add: Milton MA 02186 Nature: Simple Rental Property- real estate rental Position: owner Start date: 02/26/2000 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: house upkeep/rent collection, tenant relations (3)Name: Jerald Facey Inv rel: Y Add: Harwich MA 02645 Nature: Simple Rental Property- summer weekly vacation rentals Position: owner Start date: 06/06/2018 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: marketing weeks to tenants and home upkeep (4)Name: Jerald Facey Inv rel: Y Add: At Residential Address Nature: Simple Rental Properties Position: Owner - Landlord Start date: Various No. HR/MO: 3 No. HR/MO during sec trading: 0 Describe duties: Multiple Properties (5)Name: Facey Private Wealth Inc Inv rel: Y Add: 1 Marina Park Dr., 16th Flr, Boston, MA 02210 Nature: President of Investment Advisor practice Position: President Start date: 06/30/2026 No. HR/MO: 160 No. HR/MO during sec trading: 130 Describe duties: Management of the assets and the clients who own them in an advisory capacity.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-16
• S63 Uniform Securities Agent State Law Examination
  1997-07-07

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Jerry Facey
• Jerald P Facey