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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-29
  • TX RA
    APPROVED
    Since 2021-01-29

Branch Locations

1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States

Milton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Boston MA 01/2015 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Boston MA 03/2017 Present
  • 01/2015 → Present
    Metlife Securities Inc.
    Boston, MA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Boston, MA
Previous Registrations
  • 2010-11-29 → 2018-04-05
    Overland Park,, KS
    Boston, MA
Other Businesses

(1)Name: Jerald Facey Inv rel: Y Add: Residential address Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 1997 No. HR/MO: 2 No. HR/MO during sec trading: 1 Describe duties: Individual Life Group Life Group Health (2)Name: Jerald Facey Inv rel: Y Add: Milton MA 02186 Nature: Simple Rental Property- real estate rental Position: owner Start date: 02/26/2000 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: house upkeep/rent collection, tenant relations (3)Name: Jerald Facey Inv rel: Y Add: Harwich MA 02645 Nature: Simple Rental Property- summer weekly vacation rentals Position: owner Start date: 06/06/2018 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: marketing weeks to tenants and home upkeep (4)Name: Jerald Facey Inv rel: Y Add: At Residential Address Nature: Simple Rental Properties Position: Owner - Landlord Start date: Various No. HR/MO: 3 No. HR/MO during sec trading: 0 Describe duties: Multiple Properties (5)Name: Facey Private Wealth Inc Inv rel: Y Add: 1 Marina Park Dr., 16th Flr, Boston, MA 02210 Nature: President of Investment Advisor practice Position: President Start date: 06/30/2026 No. HR/MO: 160 No. HR/MO during sec trading: 130 Describe duties: Management of the assets and the clients who own them in an advisory capacity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1997-07-07
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1997-07-07
Designations
Other Names
  • Jerry Facey
  • Jerald P Facey

View on SEC IAPD

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