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1301 East Ninth Street 15Th Floor, Cleveland, OH 44114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-06-17 |
Branch Locations
1301 East Ninth Street Suite 1500, Cleveland, OH 44114
Roslyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerz Markets Llc | New York | NY | 05/2010 | 11/2021 |
| Auerbach Grayson And Company Llc | New York | NY | 10/2023 | 03/2024 |
| Unemployed | Manhasset | NY | 11/2021 | 10/2023 |
| Northcoast Research Partners, Llc | Cleveland | OH | 06/2025 | Present |
| Unemployed | Nassau County | NY | 04/2024 | 05/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-21 |
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