Samuel Walter Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2020 → Present
  Three Hour Tour
  Decatur, AL
• 10/2022 → Present
  Lpl Financial Llc
  Decatur, AL
• 02/2013 → 10/2022
  Raymond James & Associates, Inc.
  Decatur, AL

Previous Registrations

• 2013-02-13 → 2022-10-06
  Raymond James & Associates, Inc.
  Decatur, AL
• 1998-07-10 → 2013-02-13
  Morgan Keegan & Company, Llc
  Decatur, AL
  Decatur, AL

Other Businesses

1) 05/18/2022 - The Albany Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 05/18/2022 - John and June Wyker Charitable Foundation - Act in a Fiduciary Capacity - Inv Rel - Decatur, AL - Start: 12/2011 3) 05/18/2022 - Musician - Musician - Non-Inv Rel - Decatur, AL - Start 12/2020 4) 01/15/2026 - Four Piece, Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 10/04/2022 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-30
• S63 Uniform Securities Agent State Law Examination
  1997-09-23

Other Names

• Samuel Walter Beau