Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

1021 Madison Ave, Mankato, MN 56001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eugene R Braam Mankato MN 11/1996 07/2018
Cetera Wealth Services, Llc El Segundo CA 07/2016 Present
Kristen R Pinette Cpa Inc. Mankato MN 09/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/1996 → 07/2018
    Eugene R Braam
    Mankato, MN
  • 07/2016 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2019 → Present
    Kristen R Pinette Cpa Inc.
    Mankato, MN
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. Name of other business: Kristen Pinette POA Investment related: No Address: Mankato, MN Nature of business: POA Start date: 2000 Apx number of hours per week: minimal Apx number of hours during trading hours: minimal Brief description of duties: POA for brother; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2019; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES; 3. NAME OF OTHER BUSINESS: KRISTEN R PINETTE CPA INC. INVESTMENT RELATED: NO; ADDRESS: 1021 MADISON AVE, MANKATO, MN 56001; NATURE OF BUSINESS: CPA / TAX PREPARATION AND PLANNING; START DATE: 07/2018; POSITION/TITLE/RELATIONSHIP: CPA / OWNER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND PLANNING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-23
  • S66 Uniform Combined State Law Examination
    2017-01-23
Other Names
  • Kristen Rae Hildreth

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mankato, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor