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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eugene R Braam | Mankato | MN | 11/1996 | 07/2018 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2016 | Present |
| Kristen R Pinette Cpa Inc. | Mankato | MN | 09/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. Name of other business: Kristen Pinette POA Investment related: No Address: Mankato, MN Nature of business: POA Start date: 2000 Apx number of hours per week: minimal Apx number of hours during trading hours: minimal Brief description of duties: POA for brother; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2019; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES; 3. NAME OF OTHER BUSINESS: KRISTEN R PINETTE CPA INC. INVESTMENT RELATED: NO; ADDRESS: 1021 MADISON AVE, MANKATO, MN 56001; NATURE OF BUSINESS: CPA / TAX PREPARATION AND PLANNING; START DATE: 07/2018; POSITION/TITLE/RELATIONSHIP: CPA / OWNER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND PLANNING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-23 |
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