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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-09 |
| WV | RA | APPROVED | 1998-02-18 |
Branch Locations
Charleston, WV • United States
330 Association Dr, Charleston, WV 25311 • United States
701 Lee Street East, Charleston, WV 25301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Charleston | WV | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Charleston | WV | 03/2020 | Present |
Business Ownership; CEV3 Partners LLC; Practice Operations Specialist; Operational Company; 11 Country Club Drive, , Hurricane, WV, 25526; Not Investment-Related; 08/23/2022; 20 to 39 hours per month; 20 to 39 during trading hours. Board of Directors; Goodwill of the Kanawha Valley; Board member; 215 Virginia Street West, , Charleston, WV, 25302; Not Investment-Related; 04/06/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-07-28 |
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