Paul John Kluskowski

Current Employers

T/R Financial Management Group, Llc

New Richmond, WI • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-09-22
MD	RA	APPROVED	2018-10-16
VA	RA	APPROVED	2018-10-16
MN	RA	APPROVED	2013-11-18
WI	RA	APPROVED	2011-04-11

TX RA
APPROVED_RES

Since 2023-09-22
MD RA
APPROVED

Since 2018-10-16
VA RA
APPROVED

Since 2018-10-16
MN RA
APPROVED

Since 2013-11-18
WI RA
APPROVED

Since 2011-04-11

Branch Locations

New Richmond, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T/R Financial Management Group, Llc	Hastings	MN	09/2004	Present
Lotus Investment Management, Llc	Washington	DC	10/2006	03/2019

09/2004 → Present

T/R Financial Management Group, Llc

Hastings, MN
10/2006 → 03/2019

Lotus Investment Management, Llc

Washington, DC

Previous Registrations

2003-12-10 → 2004-09-03

Piedmont Investment Advisors, Llc

Ashburn, VA
2003-06-16 → 2003-12-10

T/R Financial Management Group, Llc

Washington, DC
2000-02-01 → 2003-06-12

Morgan Stanley Dw Inc.

Washington, DC

Other Businesses

?Cobalt Tax Services, LLC; ?The business is not investment-related ; ?the address is 2238 Pioneer Trail, New Richmond, WI 54017; ?The business prepares tax returns and provides tax consultations; ?Paul Kluskowski is Managing Member; ?Managing Member; ?January 2021; ?80 hours per month; ?50 hours a month; ?Prepares tax returns and provides tax consultations;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-27

S66 Uniform Combined State Law Examination

1999-12-27

Other Names

Paul John Kluskowksi

View on SEC IAPD