Christina Dianne Grandbois

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-14

MN RA
APPROVED

Since 2013-11-14

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Minneapolis	MN	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Minneapolis, MN

Other Businesses

THE COOKIE CART; ADDRESS: 1119 WEST BROADWAY MINNEAPOLIS, MN 55411; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 07/01/2010; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD OF TRUSTEES, NORMAL BOARD MEMBER DUTIES, AND MEMBER OF THE FINANCE AND FUND DEVELOPMENT COMMITTEE; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1.25

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-08-12
S63	Uniform Securities Agent State Law Examination	1997-08-18

S65 Uniform Investment Adviser Law Examination

2005-08-12
S63 Uniform Securities Agent State Law Examination

1997-08-18

Other Names

Christie Grandbois

View on SEC IAPD