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Current Employers
Lange Asset Management, Inc.

Fort Myers, FL • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
TX RA APPROVED_RES 2015-07-21
FL RA APPROVED 2010-02-25
  • NY RA
    APPROVED
    Since 2021-03-29
  • TX RA
    APPROVED_RES
    Since 2015-07-21
  • FL RA
    APPROVED
    Since 2010-02-25

Branch Locations

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lange Asset Management, Inc. Fort Myers FL 03/2006 Present
Previous Registrations
  • 1998-06-10 → 2006-05-11
    Dion Money Management Inc
    Williamstown, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-08
  • S65 Uniform Investment Adviser Law Examination
    2010-02-08

View on SEC IAPD

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