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Dennis Lyn Smith

Wells Fargo Clearing Services, LLC

Pflugerville, TX

Round Rock, TX

Austin, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-03
  • TX RA
    APPROVED
    Since 2025-06-03

Branch Locations

1608 Town Center Dr, Pflugerville, TX 78660 • United States

271 University Oaks Blvd, Round Rock, TX 78665 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Round Rock TX 12/2014 06/2025
Bank Of America, N.A. Round Rock TX 12/2014 06/2025
Wells Fargo Clearing Services, Llc Austin TX 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-26
  • S66 Uniform Combined State Law Examination
    2007-06-26
Other Names
  • Lyn Smith
  • Dennis Lyn Smith
  • Dennis L Smith

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · PFLUGERVILLE, TX
EDWARD JONES · PFLUGERVILLE, TX
EDWARD JONES · PFLUGERVILLE, TX
J.P. MORGAN SECURITIES LLC · PFLUGERVILLE, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PFLUGERVILLE, TX
EDWARD JONES · PFLUGERVILLE, TX
WELLS FARGO CLEARING SERVICES, LLC · PFLUGERVILLE, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Pflugerville, TX

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