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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2011-12-21 |
Branch Locations
Zonamerica Ruta 8, Km 17,500 Edificio @ 1, Office 301, Cp 91600, Montevideo • Uruguay
Montevideo • Uruguay
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Montevideo | 11/2011 | Present |
TBD / TBD Montevideo,Montevideo 11500 / Partnership/ Other import and distribution / import and distribution / Partner / / strategic direction / Start Date 6/15/2017 /
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-08-12 |
| S66 | Uniform Combined State Law Examination | 2003-06-14 |
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