Adam Jared Apt

Employer firm

Peabody River Asset Management, LLC CRD 143644

$12.9M regulatory AUM 1 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Peabody River Asset Management, Llc

Cambridge, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2007-04-26

MA RA
APPROVED

Since 2007-04-26

Branch Locations

Cambridge, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ltsave, Inc.	Boston	MA	04/2002	Present
Peabody River Asset Management Llc	Boston	MA	02/2007	Present

04/2002 → Present

Ltsave, Inc.

Boston, MA
02/2007 → Present

Peabody River Asset Management Llc

Boston, MA

Other Businesses

LTSAVE, INC. INVESTMENT RELATED: YES. ADDRESS: 81 WAREHAM STREET BOSTON, MASS. 02118 NATURE OF BUSINESS: COMPANY PROVIDES AUTOMATED INVESTMENT ADVICE FOR PARTICIPANTS IN DEFINED CONTRIBUTION RETIREMENT PLANS (401K, 403B, 457). POSITION: VICE PRESIDENT, INVESTMENT ANALYTICS START DATE: 04/2002 NUMBER OF HOURS/MONTH DEVOTED TO BUSINESS: 60 HOURS PER MONTH NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 56 HOURS PER MONTH DUTIES: DESIGN AND OVERSIGHT OF THE AUTOMATED ADVICE SYSTEM FOR SELECTION AND ALLOCATION OF MUTUAL FUNDS AND VARIABLE ANNUITIES HELD IN INDIVIDUALS' RETIREMENT ACCOUNTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-06-23

S65 Uniform Investment Adviser Law Examination

2000-06-23

Designations

Chartered Financial Analyst

View on SEC IAPD