Stephen Michael Roth

Current Employers

Employment History

• 03/2014 → Present
  Lpl Financial, Llc
  Newark, NJ
• 04/2014 → 10/2016
  Private Portfolio Partners, Llc
  Bedminster, NJ
• 08/2015 → Present
  Gladstone Wealth Partners
  Newark, NJ

Previous Registrations

• 2014-04-10 → 2016-01-04
  Private Portfolio Partners, Llc
  Bedminster, NJ
  Paramus, NJ
• 2003-11-21 → 2014-04-02
  Pruco Securities, Llc.
  East Hanover, NJ
  East Hanover, NJ

Other Businesses

(1) 04/01/2014: Emerson Reid Company - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent - Benefit Consultant. Lines of Insurance: Health (2) 04/01/2014: Gladstone Wealth Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (3) 02/18/2015: Crump - Non-Variable Insurance - Investment Related - 376 main street ste 100 Bedminster, nj 07921 - Start 01/01/2015 - 10 Hr/Mo; 1 Hour(s) During Securities Trading - producer sell & service individual insurance policies. Insurance Types: Life, Disability, LTC (4) 03/10/2015: Professional Group Plans - Non-Variable Insurance - Investment Related - 376 main street Bedminster NJ 07921 - Start 12/01/2014 - 5 Hr/Mo; 0 Hour(s) During Securities Trading - benefit consultant broker insurance. Insurnace Types; Life, Health, Disability (5) 08/28/2015: Gladstone Institutional Advisory - Registered Investment Advisor Hybrid - DBA: (Hybrid) Gladstone Wealth Group - Investment Related - 376 Main St. Suite 100, Bedminster, NJ 07921 - Start 08/10/2015 - 40 Hr/Mo; 40 Hour(s) During Securities Trading (6) 10/03/2016: Limestone Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - 21 Fulton Street 2nd Floor Newark, NJ 07102 - Start 09/27/2016 - 160 Hr/Mo; 1 Hour(s) During Securities Trading - Investment Management and Asset management. DBA for RIA Gladstone Institutional Advisory 7) 10/22/2025 - Limestone Financial Group - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:09/27/2016 - 160 Hrs/Mth - 1 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-05-12

Designations