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Monique Fullenwilder

Charles Schwab & Co., Inc.

Chicago, IL

Flossmoor, IL

CRD 2913003

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-02-01
  • IL RA
    APPROVED
    Since 2021-02-01

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Flossmoor, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanely Chicago IL 11/2007 12/2019
Trent L Mausser Chicago IL 12/2019 08/2020
Michael O Neill Chicago IL 01/2020 08/2020
Northwestern Mutual Investment Services Llc Chicago IL 06/2020 08/2020
Charles Schwab & Co., Inc. Flossmoor IL 11/2020 Present
  • 11/2007 → 12/2019
    Morgan Stanely
    Chicago, IL
  • 12/2019 → 08/2020
    Trent L Mausser
    Chicago, IL
  • 01/2020 → 08/2020
    Michael O Neill
    Chicago, IL
  • 06/2020 → 08/2020
    Northwestern Mutual Investment Services Llc
    Chicago, IL
  • 11/2020 → Present
    Charles Schwab & Co., Inc.
    Flossmoor, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-09
S63 Uniform Securities Agent State Law Examination 1998-03-17
  • S65 Uniform Investment Adviser Law Examination
    2009-10-09
  • S63 Uniform Securities Agent State Law Examination
    1998-03-17
Other Names
  • Monique Fullenwilder

View on SEC IAPD

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Nearby Investors

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HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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