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James Richard Smith

Prime Solutions Financial Services Corp.

Horshame , PA

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Current Employers
Prime Solutions Financial Services Corp.

Newtown Square, PA • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2002-11-06
  • PA RA
    APPROVED
    Since 2002-11-06

Branch Locations

721 Dresher Road Suite 2400, Horshame , PA 19044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prime Solutions Securities, Inc. Horsham PA 05/1999 Present
Prime Solution Financial Services Corp. Horsham PA 06/1999 Present
Prisol Securities, Inc. Horsham PA 07/2001 Present
  • 05/1999 → Present
    Prime Solutions Securities, Inc.
    Horsham, PA
  • 06/1999 → Present
    Prime Solution Financial Services Corp.
    Horsham, PA
  • 07/2001 → Present
    Prisol Securities, Inc.
    Horsham, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-22
  • S63 Uniform Securities Agent State Law Examination
    1997-09-22

View on SEC IAPD

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Other Offices

PRIME SOLUTIONS FINANCIAL SERVICES CORP. · HORSHAM, PA
LPL FINANCIAL LLC · HORSHAM, PA
PRIVATE ADVISOR GROUP, LLC · Horsham, PA
LINCOLN INVESTMENT · Horsham, PA
PNC WEALTH MANAGEMENT LLC · Horsham, PA
SIEBERT ADVISORNXT, LLC. · Horsham, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HORSHAM, PA
LPL FINANCIAL LLC · HORSHAM, PA

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