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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2016-11-09 |
Branch Locations
1000 Harbor Blvd, Weehawken, NJ 07086 • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
Westfield, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penserra Securities Llc | New York | NY | 08/2016 | 10/2016 |
| Ubs Financial Services Inc. | Weehawken | NJ | 10/2016 | Present |
1) Weichert Referral Associates; licensed realtor providing referrals; Referral Associate; Zero hours a month devoted to this service as it is infrequent; Not investment related; Licensed as of September 1997.; Morris Plains, NJ 07950; Company; Real Estate; Residential real estate agent referrals; Licensed associate; Refer home buyer/seller to a full time real estate agent; Start Date 8/17/1998 /// 2) Republican County Committee; Westfield, New Jersey 07090; Political Organization; elected position; The Republican County Committee seeks to help educate voters about candidates and issues.; Member of a committee representing the interests of any third party; Represent my local district as a member of the county committee with the goal of educating voters about candidates and issues.; Start date: 6/17/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-13 |
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