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David Robert Haas

Haas Financial, Inc.

Sanibel, FL

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Current Employers
Haas Financial, Inc.

1619 Periwinkle Way Suite 102, Sanibel, FL 33957 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-02-14
FL RA APPROVED 2025-01-01
AZ RA APPROVED 2024-07-03
TX RA APPROVED_RES 2024-06-11
  • MN RA
    APPROVED
    Since 2025-02-14
  • FL RA
    APPROVED
    Since 2025-01-01
  • AZ RA
    APPROVED
    Since 2024-07-03
  • TX RA
    APPROVED_RES
    Since 2024-06-11

Branch Locations

1619 Periwinkle Way Suite 102, Sanibel, FL 33957 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 12/2013 03/2024
Haas Financial, Inc. Sanibel FL 03/2024 Present
Previous Registrations
Other Businesses

Licensed insurance professional; same address; not investment related; less than 10% of time.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-08
  • S63 Uniform Securities Agent State Law Examination
    1997-08-08
Designations

View on SEC IAPD

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LPL FINANCIAL LLC
LPL ENTERPRISE, LLC

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LISA MARIE PICKERING
Natalie Moore Burkhead
JEFFREY SCOTT CARNEY
Tomas Zimmermann
JOHN DANIEL LAZZARO
TIMOTHY JAMES MURPHY

Other Offices

OSAIC WEALTH, INC. · SANIBEL, FL
EUBANKS FINANCIAL · FORT MYERS, FL
PNC WEALTH MANAGEMENT LLC · FT. MYERS, FL
FIFTH THIRD SECURITIES, INC. · FORT MYERS, FL
WELLS FARGO CLEARING SERVICES, LLC · FORT MYERS, FL
J.P. MORGAN SECURITIES LLC · FORT MYERS, FL
LPL FINANCIAL LLC · CAPE CORAL, FL
OSAIC WEALTH, INC. · Cape Coral, FL

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