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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-21 |
| IN | RA | APPROVED | 2019-01-03 |
| MI | RA | APPROVED | 2018-12-06 |
Branch Locations
210 S Michigan St, South Bend, IN 46601 • United States
Saint Mary'S College, Notre Dame, IN 46556 • United States
111 West Edison Rd, Mishawaka, IN 46545 • United States
5215 Holy Cross Parkway, Mishawaka, IN 46545 • United States
3457 Portage Rd, South Bend, IN 46628 • United States
2102 East Ireland Rd, South Bend, IN 46614 • United States
1614 E Day Rd, Mishawaka, IN 46545 • United States
525 S Mayflower Rd, South Bend, IN 46619 • United States
14535 State Rd 23, Granger, IN 46530 • United States
2025 Edison Rd Ste A, South Bend, IN 46637 • United States
3567 E Sunrise Dr, Tucson, AZ 85718 • United States
1828 Moreau Dr, Notre Dame, IN 46556 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Notre Dame Federal Credit Union | South Bend | IN | 12/2012 | Present |
| Cetera Advisor Networks | El Segundo | CA | 01/2013 | 11/2018 |
| Lpl Financial Llc | South Bend | IN | 12/2018 | Present |
1) 08/24/2018 - FIXED INSURANCE WITH VARIOUS COMPANIES - Non-Variable Insurance - inv rel - at reported business location(s) - start: 04/2017 2) 08/24/2018 - Private Member Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2014 - 160 hr/mth 3) 08/24/2018 -TAX PREPARATION AND ACCOUNTING SERVICES, - inv rel - at reported business location(s) - start: 02/2014 4) 08/24/2018 - CFA Insurance Agency, INC -Insurance Agency - inv rel - at reported business location(s) - start: 08/2011. 5) 10/23/2019 - Notre Dame Federal Credit Union - DBA: 'Private Member Group - Wealth Management' - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/21/2019 - 160 Hours Per Month During Securities Trading. 6) 11/01/2022 - Mission Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/05/2022 - 160 Hours Per Month/65 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-28 |
| S65 | Uniform Investment Adviser Law Examination | 2000-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-18 |
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