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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-09 |
| AK | RA | APPROVED | 2021-01-14 |
Branch Locations
1627 Mill Bay Road, Kodiak, AK 99615 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | Kodiak | AK | 05/1998 | 12/2020 |
| Raymond James Financial Services, Inc. | Kodiak | AK | 12/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Kodiak | AK | 12/2020 | Present |
| Haven Financial Partners | Kodiak | AR | 12/2020 | 04/2024 |
2912285 (1) Name of Business: Address: 1627 Mill Bay Rd, Kodiak, AK, 99615-6235, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/15/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of 1627 Mill Bay Rd. w/ wife, Terrie\nthis is the office property of Haven Financial Services llc\nbusiness property, small office bldg (2) Name of Business: Haven Financial Partners LLC Address: 1627 Mill Bay Rd, Kodiak, AK, 99615-6235, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 12/15/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Haven Financial is financial services office, my branch office. (3) Name of Business: Mission Lake Tidegate Service District Address: 2113 SPRUCE HAVEN LANE, KODIAK, AK, 99615, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board, Director Investment Related: No Start Date: 03/10/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: OVERSEE MISSION LAKE TIDEGATE; WORK W/ KODIAK ISLAND BOROUGH ASSEMBLY TO RECOMMEND BUDGET
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-15 |
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