David Allen Yaegers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-05-25
FL	RA	APPROVED	2002-01-10

TX RA
APPROVED_RES

Since 2016-05-25
FL RA
APPROVED

Since 2002-01-10

Branch Locations

2477 Stickney Point Rd., 117B, Sarasota, FL 34231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Sarasota	FL	01/2002	Present

01/2002 → Present

Lpl Financial Llc

Sarasota, FL

Other Businesses

1. 1/10/2002 - Non-Variable Insurance DBA * YAEGERS FINANCIAL SERVICES * inv rel * at reported business location(s) 2. 10/08/2015 * Yaegers Financial Services * DBA for LPL Business (entity for LPL business) * Yaegers Financial Services * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/1998 3. 05/13/2016 * Yaegs1 * Business Entity For Tax/Investment Purposes Only * inv rel * at reported business location(s) * LPL Financial * start 05/11/2011 * 1 hrs/mo; 0 hrs during during secs trdg hrs.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-30
S63	Uniform Securities Agent State Law Examination	1997-07-10

S65 Uniform Investment Adviser Law Examination

1999-07-30
S63 Uniform Securities Agent State Law Examination

1997-07-10

Other Names

David Allen Jr Yaegers

View on SEC IAPD