Jeff Craig Dargatz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 05/2021
  Lpl Financial, Llc
  Plano, TX
• 05/2021 → 06/2023
  Raymond James Financial Services
  Dallas, TX
• 05/2021 → 06/2023
  Raymond James Financial Services Advisors
  Dallas, TX
• 05/2021 → 06/2023
  Elite Financial Management
  Dallas, TX
• 06/2023 → Present
  Lpl Financial, Llc
  Dallas, TX

Previous Registrations

• 2021-05-06 → 2023-06-05
  Raymond James Financial Services Advisors, Inc
  Dallas, TX
• 2010-12-17 → 2021-05-21
  Lpl Financial Llc
  Plano, TX
  San Diego, CA
  Frisco, TX
  Dallas, TX
  Mckinney, TX
  Mt. Pleasant, TX
• 1999-08-05 → 2011-01-13
  Hilltop Securities Inc.
  Dallas, TX
  Plano, TX
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  1997-08-13

Other Names

• Jeffrey Craig Dargatz