Diana Youa Heu

Employer firm

The Ameriflex Group CRD 305585

$9.66B regulatory AUM 486 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 10/2019
  Sagepoint Financial, Inc.
  Santa Barbara, CA
• 03/2009 → 12/2019
  Ameriflex Financial Services
  Santa Barbara, CA
• 06/2019 → Present
  The Ameriflex Group, Inc.
  Las Vegas, NV
• 01/2012 → 09/2023
  Sagepoint Financial, Inc.
  Las Vegas, NV
• 11/2022 → Present
  Ameriflex Group Securities, Inc.
  Las Vegas, NV
• 09/2023 → 06/2025
  Osaic Wealth, Inc.
  Las Vegas, NV
• 06/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2012-01-19 → 2020-02-27
  Osaic Services, Inc.
  Santa Barbara, CA
  Scottsdale, AZ
  Phoenix, AZ
  Santa Barbara, CA
  Las Vegas, NV
  Santa Barbara, CA
• 2010-09-17 → 2012-01-18
  Securities America Advisors, Inc.
  Santa Barbara, CA

Other Businesses

1) THE AMERIFLEX GROUP - RIA, 8475 W. Sunset Road, Suite 101, Las Vegas NV 89113, 06/2019, W2 Employee, RIA Affiliation - other than CIRA, INV REL, 170 HR/MO, 85 HR/MO TRADING. 2) AMERIFLEX GROUP SECURITIES, INC., 8475 W. Sunset Road, Suite 102, Las Vegas NV 89113, 11/2022, President, AmeriFlex Group Securities is a limited BD and owned by The AmeriFlex Group RIA, NIR, 20 HR/MO, 10 HR/MO TRADING. 3) DIANA HEU, INSURANCE AGENT, 8475 W. Sunset Road, Las Vegas NV 89113, 08/2010, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2010-06-28

Other Names

• Diana Y Heu