Francis James Hoey

Current Employers

Hoey Investments, Inc.

1000 Brandywine Creek Rd., Coatesville, PA 19320 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-05-01
CA	RA	APPROVED	2012-07-11
TX	RA	APPROVED_RES	2010-03-24
PA	RA	APPROVED	2009-11-24

AZ RA
APPROVED

Since 2025-05-01
CA RA
APPROVED

Since 2012-07-11
TX RA
APPROVED_RES

Since 2010-03-24
PA RA
APPROVED

Since 2009-11-24

Branch Locations

1000 Brandywine Creek Rd., Coatesville, PA 19320 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hoey Investments, Inc.	West Chester	PA	11/2009	Present

11/2009 → Present

Hoey Investments, Inc.

West Chester, PA

Previous Registrations

2008-01-08 → 2009-12-31

Cambridge Investment Research Advisors, Inc.

West Chester, PA
2001-01-05 → 2008-01-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Exton, PA

Exton, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-10-16
S63	Uniform Securities Agent State Law Examination	1997-09-25

S65 Uniform Investment Adviser Law Examination

1997-10-16
S63 Uniform Securities Agent State Law Examination

1997-09-25

Designations

Other Names

Francis J Hoey
Fran Hoey

View on SEC IAPD

Current Employers

Hoey Investments, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews