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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-24 |
Branch Locations
750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024-4576 • United States
Sugar Land, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Sugarland | TX | 05/2015 | 08/2023 |
| Raymond James Financial Services Advisors Inc. | Sugar Land | TX | 05/2015 | 08/2023 |
| The Noble Group | Sugar Land | TX | 05/2015 | 08/2023 |
| Rbc Capital Markets, Llc | Houston | TX | 08/2023 | Present |
| City National Bank | Houston | TX | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-08 |
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