Best Investors Account Sign in

Roman Alfredo Hubbard

Eagle Strategies LLC

Fort Collins, CO

Claim This Profile
Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-04-22
  • CO RA
    APPROVED
    Since 2022-04-22

Branch Locations

3003 East Harmony Road Suite 110, Fort Collins, CO 80528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Boulder CO 06/1996 Present
Nylife Securities Inc. Arvada CO 06/1997 Present
Eagle Strategies Llc Fort Collins CO 04/2022 Present
  • 06/1996 → Present
    New York Life Insurance Company
    Boulder, CO
  • 06/1997 → Present
    Nylife Securities Inc.
    Arvada, CO
  • 04/2022 → Present
    Eagle Strategies Llc
    Fort Collins, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-20
S63 Uniform Securities Agent State Law Examination 1997-10-22
  • S66 Uniform Combined State Law Examination
    2022-04-20
  • S63 Uniform Securities Agent State Law Examination
    1997-10-22

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
GRADIENT ADVISORS, LLC
AE WEALTH MANAGEMENT, LLC
LPL FINANCIAL LLC
STRATEGIC ADVISERS LLC
KYLE S. SCOTT FINANCIAL PLANNING, INC.

Other Investors

RALPH TALBERT SHINN
Karl W Harman
John Michael Booton
LAURENCE ARNOLD BOWERS
LISA MARIE LYNN
MORGAN WELLS GRAY
MICHAEL WARREN GRAY
Joel M Maly

Other Offices

EQUITABLE ADVISORS, LLC · FORT COLLINS, CO
AMERIPRISE FINANCIAL SERVICES, LLC · FORT COLLINS, CO
EDWARD JONES · FT COLLINS, CO
GRADIENT ADVISORS, LLC · FORT COLLINS, CO
AMERIPRISE FINANCIAL SERVICES, LLC · FORT COLLINS, CO
AE WEALTH MANAGEMENT, LLC · Fort Collins, CO
EDWARD JONES · FORT COLLINS, CO
EDWARD JONES · FT COLLINS, CO

More in Fort Collins, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor