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One Boston Place 29Th Floor, Boston, MA 02108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2002-01-01 |
Branch Locations
One Boston Place 41St Floor, Boston, MA 02108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfs, Llc | Boston | MA | 04/2002 | Present |
| Wainwright Investment Counsel, Llc | Boston | MA | 04/1999 | Present |
MR. PERDIGAO IS EMPLOYED BY WAINWRIGHT INVESTMENT COUNSEL, LLC ("WAINWRIGHT"), AN SEC REGISTERED INVESTMENT ADVISOR, AND CURRENTLY HOLDS THE POSITION OF DIRECTOR OF OPERATIONS & VICE PRESIDENT. MR. PERDIGAO IS THE AML COMPLIANCE OFFICER OF WFS, LLC. WHOSE BUSINESS IS CURRENTLY LIMITED TO ENGAGING IN THE FACILITATION OF PRIVATE PLACEMENT TRANSACTIONS. WFS, LLC IS A WHOLLY OWNED SUBSIDIARY OF WAINWRIGHT ALSO LOCATED AT ONE BOSTON PLACE, BOSTON, MA 02108. MR. PERDIGAO MAINTAINS OUTSIDE BUSINESS ACTIVITY (RENTAL PROPERTY), WHICH IS CONDUCTED AFTER MARKET HOURS AND IS NOT SECURITIES INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-05-12 |
| S65 | Uniform Investment Adviser Law Examination | 1997-09-22 |
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