John David Cornell

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ilion, NY
• 07/2011 → Present
  Bank Of America, N.A.
  Saratoga Springs, NY

Previous Registrations

• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Ilion, NY
  Utica, NY
  Utica, NY
  Richfield, NY
  Camden, NY
  Holland Patent, NY
  Ilion, NY
  W. Winfield, NY
  Waterville, NY
  Utica, NY
  Utica, NY
  Rome, NY
  Rome, NY
  New Hartford, NY
  Whitesboro, NY
  Whitesboro, NY
• 2003-05-13 → 2004-10-20
  Quick & Reilly, Inc.
  Whitesboro, NY

Other Businesses

I*135009For profit or not for profit: For-Profit OrganizationName of outside business organization: Two Lions FarmInvestment related: NAddress of business: Schuylerville, New York 12871Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 12/4/2020Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Equestrian Farm. Primary purpose is personal use and Horse Boarding.I*1167253For profit or not for profit: Entity For ProfitName of outside business organization: Two Lions Farm #2 LLCInvestment related: NAddress of business: Cohoes, New York, 12047Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/30/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Horse ownershipGeneral Notes: I will be 50% owner.This LLC is for the purpose of Horse ownership. The horses will likely be bought and sold. In addition, race for a purse.I*1440264For profit or not for profit: Entity For ProfitName of outside business organization: Two Lions Farm LLC #01Investment related: NAddress of business: schuylerville, New York, 12871, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 9/1/2023Number of hours devoted: 1 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Thoroughbred Race horse. I will be one of fifteen partners in the LLC. I*5562277 Entity Type: Entity For Profit Name of OBA: Roman Candle Casting Address: New York, New York, 10003 Investment Related: No Position, Title, Association: Employee Employee Start Date: 08/27/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: Back ground acting for films Background acting

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-24
• S63 Uniform Securities Agent State Law Examination
  1999-10-25