Kenneth Charles Thomalla

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1991 → Present
  Treloar & Heisel, Llc
  New Castle, PA
• 06/1998 → Present
  Massachusetts Mutual Life Insurance Co
  Springfield, MA
• 12/1998 → 12/2016
  Mml Investors Services, Inc.
  New Castle, PA
• 12/2016 → 07/2024
  Wcg Wealth Advisors, Llc
  New Castle, PA
• 09/2024 → Present
  Mai Capital Management Llc
  Cleveland, OH

Previous Registrations

• 2016-12-20 → 2024-04-16
  The Wealth Consulting Group
  New Castle, PA
  Las Vegas, NV
  Orland Park, IL
  Naples, FL
• 2002-07-24 → 2016-12-19
  Mml Investors Services, Llc
  New Castle, PA
  New Castle, PA

Other Businesses

(1) Treloar & Heisel, LLC: Fixed insurance sales/sale of non-variable insurance; Accident and Health Insurance Products and Property & Casualty for various carriers. (2) NAME: ROBERT J THOMALLA TRUST, INV REL: N ADDR: 11512 W 183RD ST, ORLAND PARK, IL NATURE: TRUST, POSITION: TRUSTEE, START:2012, NO HR/MO: 1 NO HR/MO DUR TRADING: 0. (3) TRELOAR & HEISEL, LLC - NON-INVESTMENT RELATED - OWNER (4) AMERICAN ACADEMY OF PEDIATRIC DENTISTRY FOUNDATION - NON-INVESTMENT RELATED - CHARITY - BOARD MEMBER (5) INVOLTA, LLC - NON-INVESTMENT RELATED - IT COMPANY - BOARD MEMBER

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-07-24

Designations

• Certified Financial Planner

Other Names

• Ken Thomalla