Stacey K Martinez

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-09-16

TX RA
APPROVED

Since 2013-09-16

Branch Locations

17806 Ih 10 Suite 300, Offices 351, 352, 353, 354, San Antonio, TX 78257 • United States

Boerne, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	San Antonio	TX	01/2012	Present
Tiaa	San Antonio	TX	01/2012	Present

01/2012 → Present

Tiaa-Cref Individual & Institutional Services, Llc

San Antonio, TX
01/2012 → Present

Tiaa

San Antonio, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-07
S66	Uniform Combined State Law Examination	1999-02-05

S65 Uniform Investment Adviser Law Examination

2007-08-07
S66 Uniform Combined State Law Examination

1999-02-05

Other Names

Stacey K Finch
Stacey Finch Lakeman
Stacey K Finch

View on SEC IAPD