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Anna S Miller

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-05-06
NC RA APPROVED 2003-01-03
  • TX RA
    APPROVED_RES
    Since 2008-05-06
  • NC RA
    APPROVED
    Since 2003-01-03

Branch Locations

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 12/2002 Present
Bank Of America N.A. Charlotte OH 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-05
  • S66 Uniform Combined State Law Examination
    2000-06-05
Other Names
  • Anna Su Weber

View on SEC IAPD

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