Curtis Jason Cluster

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 04/2017
  Scottrade, Inc.
  Williamsville, NY
• 04/2017 → 07/2017
  Guardian Life Insurance Co Of America
  Buffalo, NY
• 05/2017 → 07/2017
  Park Avenue Securities, Llc
  Buffalo, NY
• 01/2018 → 04/2022
  Tiaa
  Buffalo, NY
• 01/2018 → 04/2022
  Tiaa-Cref Individual & Institutional Services, Llc
  Amherst, NY
• 08/2017 → 12/2017
  Unemployed
  Buffalo, NY
• 05/2022 → Present
  Fisher Investments
  Plano, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-07-08
• S63 Uniform Securities Agent State Law Examination
  1997-07-25

Other Names

• Curtis Jason Cluster
• Curtis J Cluster