Best Investors Account Sign in

Ari J. Goldfine

J.P. Morgan Securities LLC

Somerville, MA

Revere, MA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-05-16
TX RA APPROVED 2023-05-16
  • NH RA
    APPROVED
    Since 2023-05-16
  • TX RA
    APPROVED
    Since 2023-05-16

Branch Locations

702 Grand Union Blvd, Somerville, MA 02145 • United States

339 Squire Rd Ste 168, Revere, MA 02151 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Malden MA 05/2022 05/2023
Wynn Resorts Everett MA 12/2008 05/2022
Bank Of America, N.A. Malden MA 05/2022 05/2023
J.P. Morgan Securities Llc Somerville MA 05/2023 Present
Jpmorgan Chase Bank, N.A. Somerville MA 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-28
S65 Uniform Investment Adviser Law Examination 1998-03-28
S63 Uniform Securities Agent State Law Examination 1997-08-04
  • S66 Uniform Combined State Law Examination
    2022-07-28
  • S65 Uniform Investment Adviser Law Examination
    1998-03-28
  • S63 Uniform Securities Agent State Law Examination
    1997-08-04
Other Names
  • Aj Goldfine
  • Ari Goldfine
  • Ari J Goldfine
  • Ari Jonathan Goldfine

View on SEC IAPD

More in Somerville, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor