Matthew Mendall Schwartz

Current Employers

Employment History

• 05/1999 → Present
  Lpl Financial, Llc
  Woburn, MA
• 10/2014 → 06/2018
  The Patriot Financial Group, Llc
  Woburn, MA

Previous Registrations

• 2014-10-06 → 2018-06-29
  The Patriot Financial Group, Llc
  Woburn, MA
  Walpole, MA

Other Businesses

1. 11/2/2007: Sullivan Insurance - Property and Casualty - INV REL - AT REPORTED BUSINESS LOCATION(S) - Sales of auto, home and business liability ins. - 10% TIME SPENT 2. 1/28/2008: Schwartz Financial Services, Inc. - Non-Variable Insurance DBA - Schwartz Financial Services, Inc. - INV REL - AT REPORTED BUSINESS LOCATION(S) - 95 % LPL REP 5% outside insurance - 5% TIME SPENT 3. 2/24/2010: NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - Schwartz Financial Services, INc. - INV REL - AT REPORTED BUSINESS LOCATION(S) - 100% TIME SPENT 4. 2/25/2010: NO BUSINESS NAME - NOTARY - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - free notary services - 1% TIME SPENT 5. 03/05/2010: Schwartz Financial Services, Inc. - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION(S) - Sales of auto, home and business liability ins. using - 10% TIME SPENT 6. 08/02/2011: Blue Cross Blue Shield - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION(S) - Health Insurance Sales - 1% TIME SPENT 7. 9/29/2017 - Sullivan Insurance - Investment Related - At Reported Business Location(s) - Property and Casualty - Started 02/05/2004 - 4 Hours Per Month/1 Hour During Securities Trading - P&C sales on a commission basis through Sullivan Insurance. All done through my office and marketed under Schwartz Financial Services, Inc. 8. 10/17/2017 - Patriot Brokerage Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/01/2008 - 16 Hours Per Month/1 Hour During Securities Trading - Sales of fixed insurance products. 9. 7/20/2018 - HSA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 02/01/2000 - 1 Hour Per Month/0 Hours During Securities Trading - Health Insurance Sales.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-27
• S63 Uniform Securities Agent State Law Examination
  1997-09-13