Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-05-18 |
Branch Locations
335 W Division St, Neillsville, WI 54456 • United States
3101 Hoover Avenue, Stevens Point, WI 54481 • United States
222 E Upham Street, Marshfield, WI 54449 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Investment Services | Green Bay | WI | 04/2015 | 02/2017 |
| Cuna Brokerage Services | Waverly | IA | 02/2017 | Present |
| Simplicity Cu | Marshfield | WI | 02/2017 | Present |
| Lpl Financial Llc | Stevens Point | WI | 05/2022 | Present |
1) 05-18-2022-Simplicity Credit Union- Investment Related- At Reported Business Location(s)-Financial Institution Duty-Advisor--START DATE: 2/1/2017-160 Hours Per Month/160 Hours During Trading- 2) 05-18-2022- Simplicity Retirement & Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-Program Manager-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-07 |
| S65 | Uniform Investment Adviser Law Examination | 1998-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-31 |
Reach out to this advisor