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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-05-19 |
| CA | RA | APPROVED | 2024-05-06 |
| MN | RA | APPROVED | 2024-05-06 |
| TX | RA | APPROVED | 2024-05-06 |
Branch Locations
701 Xenia Avenue South 170 Fl1, Golden Valley, MN 55416 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Minneapolis | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 11/2016 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Minneapolis | MN | 05/2024 | Present |
CEROS LLC; INV RELATED; MINNEAPOLIS, MN; 100% OWNERSHIP; START: 11/6/2023; 0 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE. RIZE WEALTH MANAGEMENT GROUP, LLC, INVT RELATED, GOLDEN VALLEY, MN, 33.3% OWNERSHIP, START DATE 10/25/2023, 0 HRS PER MONTH AND DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-11 |
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