David John Arns

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-12-10
MO	RA	APPROVED	2022-08-29

Branch Locations

750 First Capitol Drive, St. Charles, MO 63301 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Shaeff Brock Investment Advisors, Llc	Indianapolis	IN	09/2013	09/2016
Valic Financial Advisors, Inc.	St. Louis	MO	12/2016	08/2022
Pnc Investments Llc	Cottleville	MO	08/2022	Present

2017-02-14 → 2022-08-18

Valic Financial Advisors, Inc.

St. Louis, MO
2013-10-01 → 2016-09-16

Sheaff Brock Investment Advisors, Llc

Indianapolis, IN
2013-06-06 → 2013-10-02

Plancorp, Llc

St. Louis, MO
2011-10-24 → 2013-05-07

Blue Ocean Portfolios, Llc

Frontenac, MO
2007-12-19 → 2011-11-07

Td Ameritrade, Inc.

St Louis, MO
2007-12-19 → 2011-11-07

Td Ameritrade Investment Management, Llc

St. Louis, MO
2007-01-09 → 2007-12-13

Fifth Third Securities, Inc.

Evansville, IN

St. Louis, MO
2005-03-09 → 2006-08-08

Ameriprise Financial Services, Llc

Chesterfield, MO

Chesterfield, MO

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-01-28
S66	Uniform Combined State Law Examination	2005-03-08