Richard Prevost Hubbard

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2021-07-21
CA	RA	APPROVED	2021-07-21
FL	RA	APPROVED	2021-07-21
ID	RA	APPROVED	2021-07-21
IL	RA	APPROVED	2021-07-21
IN	RA	APPROVED	2021-07-21
IA	RA	APPROVED	2021-07-21
KS	RA	APPROVED	2021-07-21
KY	RA	APPROVED	2021-07-21
LA	RA	APPROVED	2021-07-21
MI	RA	APPROVED	2021-07-21
MO	RA	APPROVED	2021-07-21
NV	RA	APPROVED	2021-07-21
NJ	RA	APPROVED	2021-07-21
NC	RA	APPROVED	2021-07-21
PA	RA	APPROVED	2021-07-21
TX	RA	APPROVED	2021-07-21
WA	RA	APPROVED	2021-07-21
WI	RA	APPROVED	2021-07-21

AL RA
APPROVED

Since 2021-07-21
CA RA
APPROVED

Since 2021-07-21
FL RA
APPROVED

Since 2021-07-21
ID RA
APPROVED

Since 2021-07-21
IL RA
APPROVED

Since 2021-07-21
IN RA
APPROVED

Since 2021-07-21
IA RA
APPROVED

Since 2021-07-21
KS RA
APPROVED

Since 2021-07-21
KY RA
APPROVED

Since 2021-07-21
LA RA
APPROVED

Since 2021-07-21
MI RA
APPROVED

Since 2021-07-21
MO RA
APPROVED

Since 2021-07-21
NV RA
APPROVED

Since 2021-07-21
NJ RA
APPROVED

Since 2021-07-21
NC RA
APPROVED

Since 2021-07-21
PA RA
APPROVED

Since 2021-07-21
TX RA
APPROVED

Since 2021-07-21
WA RA
APPROVED

Since 2021-07-21
WI RA
APPROVED

Since 2021-07-21

Branch Locations

Davenport, IA • United States

3307 E Lincoln Way Suite 5, Sterling, IL 61081 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Sterling	IL	01/2008	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Davenport	IA	03/2008	07/2021
Richard P Hubbard Inc	Sterling	IL	03/2021	07/2021
Lpl Financial Llc	Sterling	IL	07/2021	Present

01/2008 → 07/2021

Waddell & Reed, Inc.

Sterling, IL
03/2008 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Davenport, IA
03/2021 → 07/2021

Richard P Hubbard Inc

Sterling, IL
07/2021 → Present

Lpl Financial Llc

Sterling, IL

Previous Registrations

2008-01-17 → 2021-07-21

Waddell & Reed

Davenport, IA

Shawnee, KS

Sterling, IL

Waukesha, WI

Savage, MN
2007-05-04 → 2008-01-08

Chase Investment Services Corp.

Baton Rouge, LA
2004-05-27 → 2005-05-10

Lpl Financial Llc

Lees Summit, MO
1999-11-10 → 2004-05-19

Edward Jones

Lee'S Summit, MO

Other Businesses

1. 07/2021/ Richard Hubbard/ Non-Variable Insurance/ Investment Related/ 0HR/MO/ Illinois 2. 11/16/2020/ Richard P Hubbard Inc/ Business Entity For Tax/Investment Purposes Only/ Not Investment Related/ 0HR/MO/ 3307 E. LINCOLN WAY STE.5 STERLING, IL 60181 3. 06/15/2023 - Corporation - Investment Related - At Reported Business Location(s) - Other - Notary - Start Date 05/22/2023 - 1 Hour Per Month/ 0 Hours During Securities Trading 4. 02/06/2026 - Other - seller on ebay - Not Investment Related - Home Based - Start Date 02/09/2026 - 10 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-04-27
S63	Uniform Securities Agent State Law Examination	1999-02-05

S65 Uniform Investment Adviser Law Examination

2007-04-27
S63 Uniform Securities Agent State Law Examination

1999-02-05

Other Names

Richard Hubbard

View on SEC IAPD