Laura Lynn Basballe

Current Employers

Employment History

• 05/1990 → Present
  Jec Miller Inc
  Richfield, MN
• 06/1997 → 06/2023
  Royal Alliance Associates, Inc.
  Apple Valley, MN
• 07/1997 → Present
  Focus Financial Network, Inc.
  Apple Valley, MN
• 06/2023 → Present
  Osaic Wealth, Inc.
  Apple Valley, MN

Other Businesses

1. FOCUS FINANCIAL NETWORK, INC. POSITION: IAR NATURE: Registered Investment Advisory Representative. INVESTMENT RELATED: Yes NUM OF HRS: 160 SEC TRADING HRS: 130 START DATE: 09/01/99 ADD: 1500 McAndrews Rd W, Suite 210, Burnsville MN 55337, US DES: I place trades in clients' Schwab accounts, establish new Schwab accounts, complete transfer forms, address changes, arrange for systematic inflows/outflows from clients' Schwab accounts. I review portfolios for clients using software, make suggestions for rebalancing, &monitor for portfolio drift. 2. THE BASBALLE GROUP, INC. POSITION: Owner NATURE: The Basballe Group, Inc. is structured as an S-Corporation to deliver tax preparation services, tax planning, tax consulting and accounting / QuickBooks services. INVESTMENT REL: No NUM OF HRS: 10 SEC TRADING HRS: 3 START DATE: 12/21/20 ADDRESS: 1500 McAndrews Rd W, Suite 210, Burnsville MN 55337, United States DESCRIPTION: I will be overseeing the activities of my employee, Amy Moser, as she conducts tax return preparation, accounting services, tax planning and tax consulting, and other income tax related activities for our mutual clients as well as the marketing we will both be doing to attract new clients to The Basballe Group. We have a client engagement letter that clearly specifies a bright line between tax planning services offered by The Basballe Group, Inc. and investment management/financial planning services offered through Focus Financial. 3. BASBALLE RENTAL PROP POSITION: Farm House Owner NATURE: establishing an LLC to purchase investment property w/the intent of renting it out. The Advisor's father died three months ago, and the Advisor's mother wishes to sell the family farm/homestead & does not want to carry on with the management of the farm house prop and care of the various outbuildings on the farm. The farm site is located in Redwood Falls, MN, approx 90 min form Advisor's primary residence. Advisor making freq monthly trips to Redwood Falls to visit her mother, who lives in independent living. This is a solid investment opportunity to see appreciation in the 10 acres of open land attached to the farm site, & to rent out for monthly income. The negotiation for this investment prop is happening now & if successful in winning the bid, this rental property will start in the summer months of 2025. INVESTMENT RELATED: Yes NUM OF HRS: 2 SEC TRADING HRS: 0 START DATE: 04/01/25 ADD: 240 Walnut Lane, Apple Valley MN 55124 DESC: As owner of this investment property, will engage monthly collection of rent from the farm house and the occasional property inspection to ensure appliances and the house is in working order for the tenant. I will occasionally need to review the insurance policies for this property as well. This will not require day-to-day property management. I will have local professionals who will be on call if repairs of appliances need to be made 4. BASBALLE EAST HOUSE LLC POSITION: Landlord NATURE: This is an LLC for the purpose of managing a rental property and collecting rent from the tenant on a monthly basis. INVEST RELATED: Yes NUM OF HRS: 2 SEC TRADING HRS: 0 START DATE: 04/01/26 ADD: 240 Walnut Lane, Apple Valley MN 55124, US DESC: owner of the farm house property; renting out the property and collecting monthly rental income. Responsibility of maintaining the property and managing utilities & overall upkeep.

Exams

• S66 Uniform Combined State Law Examination
  2013-06-12
• S63 Uniform Securities Agent State Law Examination
  1997-07-24