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Npa Asset Management, LLC CRD 131534
$1.06B regulatory AUM 2,746 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-01-09 |
Branch Locations
32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Planning Associates | Fair Lawn | NJ | 04/2006 | Present |
| Npa Asset Management | Fair Lawn | NJ | 04/2006 | Present |
DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA) AND NATIONWIDE PLANNING ASSOCIATES INC. (AFFILIATED B/D), 32-16 BROADWAY, 2ND FLOOR, FAIR LAWN, NJ 07410, INVESTMENT RELATED, START DATE: 4/17/2006.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-06 |
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