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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-12-16
  • NJ RA
    APPROVED
    Since 2014-12-16

Branch Locations

333 Stoughton Avenue, Cranford, NJ 07016 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco Private Ledger) Cranford NJ 09/2007 Present
Private Advisor Group, Llc Cranford NJ 12/2014 Present
  • 09/2007 → Present
    Lpl Financial Llc (Formerly: Linsco Private Ledger)
    Cranford, NJ
  • 12/2014 → Present
    Cranford, NJ
Previous Registrations
  • 2005-04-11 → 2007-09-11
    1717 Capital Management Company
    Cranford, NJ
    Cranford, NJ
  • 2002-05-31 → 2005-03-24
    Westfield, NJ
Other Businesses

1) 08/13/2007: CE FINANCIAL, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 333 STOUGHTON AVENUE, CRANFORD, NJ 07016 2) 03/03/2015 - PRIVATE ADVISOR GROUP - REGISTERED INVESTMENT ADVISOR DBA - TIME SPENT 100 HOURS PER MONTH - CRANFORD, NJ 3) 2/24/2020 - Integrated Financial Concepts - Investment Related - 200 Schulz Dr., Suite 125 Red Bank, NJ 07701 - Non-Variable Insurance - Independent Contractor - Start Date: 03/02/2020 - 5 Hours Per Month/0 Hours During Securities Trading. 4) 11/16/2022 - ECH Financial LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/30/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 5) 01/17/2025 - MJTP Hecht - Real Estate Rental - Investment Related - Auburn, AL - Start Date 01/17/2025 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-30
S63 Uniform Securities Agent State Law Examination 1998-09-17
  • S65 Uniform Investment Adviser Law Examination
    1998-09-30
  • S63 Uniform Securities Agent State Law Examination
    1998-09-17
Other Names
  • Michael J Hecht

View on SEC IAPD

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