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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-17 |
| TX | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Glenview | IL | 05/2012 | 09/2024 |
| U.S. Bancorp Investments, Inc. | Naples | FL | 09/2024 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Naples | FL | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-28 |
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