Leeda Rose Dublo

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-03-12
WI	RA	APPROVED	2023-01-09
TX	RA	APPROVED_RES	2022-11-07
IL	RA	APPROVED	2022-11-04

AL RA
APPROVED

Since 2025-03-12
WI RA
APPROVED

Since 2023-01-09
TX RA
APPROVED_RES

Since 2022-11-07
IL RA
APPROVED

Since 2022-11-04

Branch Locations

Gulf Shores, AL • United States

760 West Main Street Suite 200, Barrington, IL 60010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Oak Brook	IL	05/2008	11/2022
Morgan Stanley Smith Barney Llc	Barrington	IL	11/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	12/2022	Present

05/2008 → 11/2022

Fifth Third Securities

Oak Brook, IL
11/2022 → Present

Morgan Stanley Smith Barney Llc

Barrington, IL
12/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2008-05-19 → 2022-11-07

Fifth Third Securities, Inc.

Hampshire, IL

Hoffman Estates, IL

Crystal Lake, IL

Barrington, IL

Algonquin, IL

Woodstock, IL

Hinckley, IL

Dekalb, IL

Elburn, IL

Mchenry, IL

Barrington, IL

Cary, IL

Hoffman Estates, IL

Round Lake Beach, IL

Wheeling, IL
2005-10-18 → 2008-05-01

Natcity Investments, Inc.

Countryside, IL

Lagrange, IL

Oakbrook, IL

Downers Grove, IL

St Charles, IL

Schaumburg, IL

Glen Ellyn, IL

Elk Grove Village, IL

Woodridge, IL

Wheaton, IL

Oak Brook, IL

Oakbrook, IL

Naperville, IL

Lagrange Park, IL

Carol Streem, IL

West Chicago, IL

Algonquin, IL

St Charles, IL

North Aurora, IL

Batavia, IL
2002-05-23 → 2005-10-07

Harrisdirect Llc

Barrington, IL

Other Businesses

*698006 - Dubes GSL LLC; Investment related - Yes; Gulf Shores, Alabama; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 5; Property Management

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-11
S63	Uniform Securities Agent State Law Examination	1997-08-11

S65 Uniform Investment Adviser Law Examination

1999-06-11
S63 Uniform Securities Agent State Law Examination

1997-08-11

Other Names

Leeda Rose Swann
Leeda R Swann

View on SEC IAPD