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Ana V Infante

Stifel, Nicolaus & Company, Incorporated

Dallas, TX

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-04
  • TX RA
    APPROVED
    Since 2015-12-04

Branch Locations

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Dallas TX 12/2015 Present
Previous Registrations
  • 2012-08-03 → 2015-12-04
    Barclays Capital Inc.
    Dallas, TX
  • 2003-08-25 → 2012-08-30
    Credit Suisse Securities (Usa) Llc
    Dallas, TX
    Dallas, TX
  • 1997-11-05 → 2003-08-21
    Citigroup Global Markets Inc.
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-29
S63 Uniform Securities Agent State Law Examination 1997-10-31
  • S66 Uniform Combined State Law Examination
    2013-03-29
  • S63 Uniform Securities Agent State Law Examination
    1997-10-31
Other Names
  • Ana Victoria Infante
  • Ana Victoria Adams
  • Ana V Bishop

View on SEC IAPD

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