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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-09-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2003 | 09/2018 |
| Commonwealth Financial Network | Waltham | MA | 09/2018 | Present |
| Elevate Wealth Planning | Clinton | NJ | 09/2018 | Present |
Fixed insurance sales; as of 09/07/2018; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-12-24 |
| S65 | Uniform Investment Adviser Law Examination | 2002-06-07 |
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