Best Investors Account Sign in

Anthony Frank Falco

Wells Fargo Clearing Services, LLC

Lakewood Ranch, FL

Sarasota, FL

Purchase, NY

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-23
NY RA APPROVED 2024-08-28
TX RA APPROVED 2024-08-28
  • FL RA
    APPROVED
    Since 2026-04-23
  • NY RA
    APPROVED
    Since 2024-08-28
  • TX RA
    APPROVED
    Since 2024-08-28

Branch Locations

Lakewood Ranch, FL • United States

1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States

2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Tarrytown NY 04/1999 04/2018
Janney Montgomery Scott Inc. Darien CT 04/2018 08/2024
Wells Fargo Clearing Services, Llc Purchase NY 08/2024 Present
  • 04/1999 → 04/2018
    Janney Montgomery Scott Inc.
    Tarrytown, NY
  • 04/2018 → 08/2024
    Janney Montgomery Scott Inc.
    Darien, CT
  • 08/2024 → Present
    Wells Fargo Clearing Services, Llc
    Purchase, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-21
S63 Uniform Securities Agent State Law Examination 1997-07-16
  • S65 Uniform Investment Adviser Law Examination
    2006-12-21
  • S63 Uniform Securities Agent State Law Examination
    1997-07-16

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NEWEDGE ADVISORS
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
DOW FAMILY OFFICE ADVISORY, LLC

Other Investors

STEVEN LEE GROSSMAN
Cole Alexander Hedge
Aaron Seth Vaughn
Alexandra M Hatfield
Michael C Cermak
PAMELA RUTH MILLER
WILLIAM BRUCE BODY
ANDREW OLSON WALTHER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LAKEWOOD RANCH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Lakewood Ranch, FL
LPL FINANCIAL LLC · BRADENTON, FL
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BRADENTON, FL
NEWEDGE ADVISORS · Lakewood Ranch, FL
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC · Lakewood Ranch, FL

More in Lakewood Ranch, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor