Best Investors
Account
Sign in
Best Investors
Account
Sign in
403 Allegheny Avenue, Towson, MD 21204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Camas | WA | 04/2017 | 05/2017 |
| Unemployed | Bel Air | MD | 10/2015 | 04/2017 |
| Lincoln Financial Advisors Corporation | Hunt Valley | MD | 05/2017 | 08/2017 |
| Pruco Securities, Llc | Forest Hill | MD | 06/2022 | 11/2024 |
| Apg Federal Credit Union | Forest Hill | MD | 09/2017 | 06/2022 |
| The Prudential Financial Planning Services | Forest Hill | MD | 06/2022 | 02/2025 |
| Lpl Enterprise, Llc | Forest Hill | MD | 11/2024 | 03/2025 |
| Red Oak Financial Group, Llc | Towson | MD | 02/2025 | Present |
| Lpl Financial Llc | Towson | MD | 03/2025 | Present |
1. 03/28/2025- Red Oak Financial- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2) 04/01/2025 - Red Oak Financial Group - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:02/17/2025 -160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services to Compton Financial Group LLC (dba Red Oak Financial Group), an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-13 |
| S65 | Uniform Investment Adviser Law Examination | 1997-10-20 |
Reach out to this advisor