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Wilton, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-07 |
| CT | RA | APPROVED | 2014-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Wilton | CT | 09/2001 | Present |
| Oaktrust Wealth Advisors, Llc | Wilton | CT | 03/2014 | Present |
(1) 10/15/2014: OAKTRUST WEALTH ADVISORS, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: (HYBRID) OAKTRUST WEALTH ADVISORS, LLC - 50% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE (2) 05/06/2015: BSMG - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 09/30/2005 - 2 HR/MO ALL DURING SECS TRDG HRS - AGENT. INS TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES (3) 5/18/2017 - OakTrust Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/15/2017 - 80 Hours Per Month/4 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-10-01 |
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