Robert Joseph Kalina

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-03-18
WA	RA	APPROVED	2015-03-12

TX RA
APPROVED

Since 2021-03-18
WA RA
APPROVED

Since 2015-03-12

Branch Locations

Lake Stevens, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Lynnwood	WA	02/2015	Present

02/2015 → Present

Wells Fargo Advisors Financial Network, Llc

Lynnwood, WA

Previous Registrations

2008-08-15 → 2015-03-10

Rbc Capital Markets, Llc

Edmonds, WA

Kirkland, WA
2007-04-02 → 2008-08-21

Morgan Stanley & Co. Llc

Bellevue, WA
1998-01-22 → 2007-04-02

Morgan Stanley Dw Inc.

Bellevue, WA

Bellevue, WA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-08-15
S65	Uniform Investment Adviser Law Examination	1997-08-15

S63 Uniform Securities Agent State Law Examination

1997-08-15
S65 Uniform Investment Adviser Law Examination

1997-08-15

Other Names

Robert Joseph Kalina
Robert J Kalina

View on SEC IAPD